Connie Leigh Ferrell

Current Employers

Employment History

• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/1976 → Present
  Flavin & Associates
  Sonora, CA
• 10/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) FLAVIN AND ASSOCIATES-NOT INVESTMENT RELATED-50% OWNER/PREDIDENT,OFFICE MANAGER,TAX PREPARER-SINCE 1975-30HRS/WEEK-TAX PREPARATION WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, REPRESENTATION, MANAGE OFFICE; 2) CA SOCIETY OF ENROLLED AGENTS - LOCAL CHAPTERS; NOT INVESTMENT RELATED; NON-PROFIT ORGANIZATION; START 9/2006; 4 HOURS/YEAR; SPEAKER ON TAX MATTERS 3) NAME OF OTHER BUSINESS: FLAVIN & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 20707 NO SUNSHIN RD, SONORA, CA 95370; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGER OF PROPERTY; 4) TUOLUMNE COUNTY TENNIS ASSOCIATION; NOT INVESTMENT RELATED; PO BOX 27, STANDARD, CA 95373; TENNIS ASSOCIATION; START 6/2015; 1 HOUR/MONTH AFTER SECURITIES TRADING HOURS; PRESIDENT/VOLUNTEER. 5) NAME OF OTHER BUSINESS: SACRAMENTO VALLEY CHAPTER OF CALIFORNIA SOCIETY OF ENROLLED AGENTS; INVESTMENT RELATED: NO; ADDRESS: 10680 WHITE ROCK RD SUITE 110, SACRAMENTO, CA 95670; NATURE OF BUSINESS: BOARD; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MONITOR STATE LEGISLATION PROPOSALS REGARDING TAXES AND REPORT TAX ISSUES TO THE BOARD OF DIRECTORS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-22
• S63 Uniform Securities Agent State Law Examination
  2004-07-24

Other Names

• Connie Leigh Flavin
• Connie Leigh Flavin-Lanier