Hugo Fernando Ulloa

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-10-01

FL RA
APPROVED

Since 2014-10-01

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Aventura, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Miami	FL	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Miami, FL

Other Businesses

Rental Property - Pompano Beach, FL; Investment-related; Affiliation started 03/01/2009; Owner; No duties; No time devoted during securities trading hours; 1 hour devoted each month outside securities trading hours.Approved Activity: Rental Property Merida, MX//Is the outside business investment-related, per the definition given below? YES//What is the date the rental/real estate affiliation started? 08/01/2025//What is your title (e.g., owner, landlord, partner, etc.)? Owner//What are your duties?Rental//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1 -5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-29
S63	Uniform Securities Agent State Law Examination	2005-10-01

S65 Uniform Investment Adviser Law Examination

2014-09-29
S63 Uniform Securities Agent State Law Examination

2005-10-01