Hugo Fernando Ulloa

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Citigroup Global Markets Inc.
  Miami, FL

Other Businesses

Rental Property - Pompano Beach, FL; Investment-related; Affiliation started 03/01/2009; Owner; No duties; No time devoted during securities trading hours; 1 hour devoted each month outside securities trading hours.Approved Activity: Rental Property Merida, MX//Is the outside business investment-related, per the definition given below? YES//What is the date the rental/real estate affiliation started? 08/01/2025//What is your title (e.g., owner, landlord, partner, etc.)? Owner//What are your duties?Rental//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1 -5

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-29
• S63 Uniform Securities Agent State Law Examination
  2005-10-01