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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-06-10 |
| TX | RA | APPROVED | 2020-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bowling Green | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bowling Green | KY | 11/2016 | 06/2020 |
| Stifel Nicolaus & Co Inc | Bowling Green | KY | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-29 |
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