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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-29 |
| TX | RA | APPROVED | 2025-05-29 |
Branch Locations
590 W Alluvial Ave Ste 103, Fresno, CA 93711 • United States
590 W Alluvial Ave Ste 103,, Fresno, CA 93711 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-08 |
Branch Locations
590 W. Alluvial Ave. #108, Fresno, CA 93711 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Los Angeles | CA | 01/2013 | 05/2025 |
| Nwf Advisory Services Inc. | Los Angeles | CA | 10/2013 | 05/2025 |
| Lpl Financial | Fresno | CA | 05/2025 | Present |
1.05/29/2025; INSURANCE AGENT FOR FIXED AND VARIABLE PRODUCTS; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/17/2025; 4hrs/mth; 1hrs during trading 2.05/29/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name RESILIENT WEALTH MANAGEMENT INCORPORATED; Investment Related; at Reported Business Location(s); Start Date 04/17/2025; 0hrs/mth; 0hrs during trading 3.05/26/2026; Brandon Dixon-James & Nicole James; Real Estate Rental; Investment Related; Fresno,CA; Start Date 05/22/2026; 5hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-02 |
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