Pornpimon Pongvitayapanu

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 11/2024
  Pruco Securities, Llc.
  West Islip, NY
• 11/1999 → Present
  Prudential Insurance Company Of America
  West Islip, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  West Islip, NY

Previous Registrations

• 2013-10-29 → 2024-11-14
  Pruco Securities, Llc.
  West Islip, NY
  Melville, NY

Other Businesses

1) 10/14/2024 - PALO AGENCY, INC. - Recommend, Sell, and Service Life Insurance, Annuity, and Investment to Clients - DBA for LPL Business (entity for LPL business) - Inv Related - At WEST ISLIP, NY - Start Date 11/16/2024 - 160hrs/mth - 160hrs/mth During Trading 2) 10/09/2024 - Health Insurance Sale - Market to Prospects with Health Insurance Needs - Non-Variable Insurance - Inv Related - At WEST ISLIP, NY - Start Date 09/05/2024 - 20hrs/mth - 5hrs/mth During Trading 3) 10/09/2024 - PALO AGENCY, INC - Recommend & Services on Life Insurance, Annuity, and Investment to Clients - Non-Variable Insurance - Inv Related - At WEST ISLIP, NY - Start Date 01/01/2016 - 160hrs/mth - 160hrs/mth During Trading 4) 10/09/2024 - East Coast Realtors - Help to Buy and Sell Homes - Mortgage/Real Estate Services - Inv Related - At WEST ISLIP, NY - Start Date 01/01/2016 - 10hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-03
• S63 Uniform Securities Agent State Law Examination
  2013-06-22

Other Names

• Pornpimo Pongvitayapa