Derek Merle Heap

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Sagepoint Financial
  Cookeville, TN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Cookeville, TN

Previous Registrations

• 2011-12-05 → 2023-09-01
  Osaic Services, Inc.
  Cookeville, TN
  Cookeville, TN
  Scottsdale, AZ
  Scottsdale, AZ
• 2009-03-24 → 2011-12-09
  Lpl Financial Llc
  Cookeville, TN
  San Diego, CA
  Cookeville, TN
• 2005-12-01 → 2009-03-17
  Wells Fargo Clearing Services, Llc
  Brentwood, TN
  Cookeville, TN
  Brentwood, TN

Other Businesses

1. 02/19/2010 - OTHER-NOTARY, NOTARIZE PAPERS ON A NON-COMPENSATIONAL BASIS WHEN NEEDED, 0%. 2. 05/10/2011 - DBA ONLY, STERLING BENEFIT SERVICES. 3. 10/11/2011- DBA ONLY, STERLING PRIVATE CLIENT GROUP. 4. 10/11/2011 - DBA ONLY, STERLING FINANCIAL GROUP, LLC. 5. STERLING PROPERTIES POSITION: property coordinator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2020 ADDRESS: 3800 Long Lane Rd, Cookeville TN 38506, United States DESCRIPTION: Manage rental property, coordinate repairs, fill vacancies.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-27
• S63 Uniform Securities Agent State Law Examination
  2005-04-20