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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-03-24 |
| TX | RA | APPROVED | 2021-03-24 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Westfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2004 | 03/2021 |
| Bank Of America, N.A. | Florham Park | NJ | 05/2011 | 03/2021 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 03/2021 | Present |
RENTAL PROPERTY, 118 WILLOW AVENUE, HOBOKEN, NJ 07030 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 5, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 02/01/05, POSITION - OWNER; SINGLE-FAMILY RENTAL UNIT IN HOBOKEN, NJ. I*85144 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION:RENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTFIELD, NEW JERSEY 7090 NATURE OF BUSINESS: OTHER,NO CORP STRUCTURE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/20/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY / SINGLE FAMILY HOME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-30 |
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