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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-06-17 |
| SC | RA | APPROVED | 2026-05-06 |
| IL | RA | APPROVED | 2025-06-30 |
| NC | RA | APPROVED | 2025-06-13 |
| MA | RA | APPROVED | 2025-05-15 |
| AL | RA | APPROVED | 2024-07-31 |
| MN | RA | APPROVED | 2024-06-06 |
| DC | RA | APPROVED | 2024-02-21 |
| MD | RA | APPROVED | 2022-08-24 |
| KY | RA | APPROVED | 2022-07-20 |
| DE | RA | APPROVED | 2021-10-07 |
| FL | RA | APPROVED | 2021-09-21 |
| OH | RA | APPROVED | 2021-06-24 |
| NY | RA | APPROVED | 2021-04-16 |
| AZ | RA | APPROVED | 2021-01-21 |
| HI | RA | APPROVED | 2020-10-26 |
| TX | RA | APPROVED | 2020-10-26 |
| CA | RA | APPROVED | 2020-09-24 |
| CT | RA | APPROVED | 2020-09-24 |
| PA | RA | APPROVED | 2020-09-24 |
| VA | RA | APPROVED | 2020-09-24 |
| GA | RA | APPROVED | 2020-09-16 |
| NJ | RA | APPROVED | 2020-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Paramus | NJ | 05/2011 | Present |
| Park Avenue Securities | Paramus | NJ | 06/2012 | Present |
1. Insurance Other than Guardian-sell products other than Guardian Life Insurance., Start: 06/01/2011, Address: 52 Forest Avenue Paramus, NJ 07652, 5 bus hrs per month, Investment related, 2. Apex Wealth Partners, Owner, DBA to be used for Guardian and PAS business, Start: 02/01/2023, Address: 52 Forest Avenue Paramus, NJ 07652, 100 total hours per month, 100 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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