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Joi Aiesha Thompson

Citigroup Global Markets Inc.

Silver Spring, MD

Washington, DC

CRD 4812295

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-08-23
  • DC RA
    APPROVED
    Since 2022-08-23

Branch Locations

Silver Spring, MD • United States

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Washington DC 04/2013 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 03/2018
Jp Morgan Chase Bethesda MD 03/2018 05/2022
Citigroup Washington DC 06/2022 Present
  • 04/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Washington, DC
  • 11/2016 → 03/2018
    Wells Fargo Clearing Services, Llc
    Washington, DC
  • 03/2018 → 05/2022
    Jp Morgan Chase
    Bethesda, MD
  • 06/2022 → Present
    Citigroup
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08

View on SEC IAPD

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