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310 West Main Avenue, Round Rock, TX 78664 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-03-13 |
Branch Locations
310 West Main Avenue, Round Rock, TX 78664 • United States
1485 Florida Road Suite C202, Durango, CO 81301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Capital Management | Round Rock | TX | 01/2008 | Present |
| Advanced Wealth Strategies | Round Rock | TX | 01/2008 | Present |
| Integrated Advisors Network | Palos Verdes Estates | CA | 07/2015 | 01/2020 |
| Vineyard Asset Mangement | Springfield | MO | 01/2015 | Present |
| Dfpg Investments Llc | Sandy | UT | 07/2015 | 04/2025 |
| Ria Advisors | Houston | TX | 01/2020 | 06/2023 |
| Animas Capital Management | Durango | CO | 01/2015 | Present |
| Ria Wealth Advisors, Llc | Durango | CO | 03/2023 | 05/2025 |
| Diversify Advisory Services | Sandy | UT | 02/2025 | Present |
| Arkadios Capital | Atlanta | GA | 04/2025 | Present |
| Ria Wealth Advisors, Llc | Durango | CO | 05/2025 | Present |
1. ADVANCED WEALTH STRATEGIES - DBA FOR LEVEE UNLIMITED, INC; STA CAPITAL MANAGEMENT LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-18 |
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