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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-27 |
| MD | RA | APPROVED | 2007-06-28 |
Branch Locations
10015 Old Columbia Rd B-215, Columbia, MD 21046 • United States
Clarksville, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clarksville | MD | 06/2007 | Present |
1. 03/10/2008 - Sophos Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 90% TIME SPENT - DBA for LPL business 2. 05/04/2009 - Sophos Financial - INV REL - Other-buy local tax liens - 1% TIME SPENT - Plan to purchase local tax liens for my own portfolio. No show if I need to report this activity 3. 04/10/2013 - NO BUSINESS NAME - INV REL - Real Estate Rental - 3% TIME SPENT - 1 unit, townhouse. Renters are NOT clients or known advisors 4. 01/10/2018 - No Business Name - Investment Related - Elkridge MD - Real Estate Rental - rental property-minimal involvement-passive activity - Start Date 12/07/2017 - 2 Hours Per Month / 0 Hours During Trading. 5. 12/20/2018 - Financial Advocacy Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/08/2018 - 0 Hours Per Month. 6. 1/5/2021 - No Business Name - Investment Related - Ellicott City, MD 21042 - Real Estate Rental - Start Date: 12/16/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Passive investment rental property. 7. 2/24/2021 - Sophos Group LLC - Investment Related - 11755 Bragdon Wood, Clarksville MD 21029 - Real Estate Rental - Started 02/18/2021 - 1 Hours Per Month/0 Hours During Securities Trading - LLC which is used for holding real estate property/land and some personal real estate transactions (wife is a relator). 8. 7/1/2021 - No Business Name - Investment Related - Laurel, MD 20723 - Real Estate Rental - Start Date: 3/11/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Rental property. 9. 11/14/2022 - No Business Name - Investment Related - Laurel MD 20723 - Real Estate Rental - Start Date - 08/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading 10. 07/07/2026 - Real Estate Rental - Investment Related - Ellicott City, MD - Start Date 07/03/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-14 |
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