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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-05 |
| NY | RA | APPROVED | 2021-06-03 |
Branch Locations
400 Meridian Centre Suite 101, Rochester, NY 14618 • United States
147 West Gray St Suite 107B, Elmira, NY 14901 • United States
Canandaigua, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Pittsford | NY | 03/2014 | 05/2021 |
| Prudential Insurance Company Of America | Pittsford | NY | 03/2014 | 05/2021 |
| Mml Investors Services, Llc | Rochester | NY | 05/2021 | Present |
| Mass Mutual Life Insurance Company | Rochester | NY | 05/2021 | Present |
(1)Name: VNC Enterprises, Inc Inv rel: N Add: 336 North Main Street Canandaigua NY 14424 Nature: Other - Construction and Development Position: Owner Start date: 06/01/2021 No. HR/MO: 40 No. HR/MO during sec trading: 0 Describe duties: Help scale business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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