Suzuanne Marie Foster

Current Employers

Oneascent Financial Services Llc

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2021-09-15

CA RA
APPROVED

Since 2025-01-01
WI RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2021-09-15

Branch Locations

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677 • United States

Trevor, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mission Viejo	CA	09/2005	09/2021
Purshe Kaplan Sterling Investments	Albany	NY	09/2021	Present
One Ascent	Birmingham	AL	09/2021	Present

09/2005 → 09/2021

Ameriprise Financial Services, Inc.

Mission Viejo, CA
09/2021 → Present

Purshe Kaplan Sterling Investments

Albany, NY
09/2021 → Present

One Ascent

Birmingham, AL

Previous Registrations

2004-08-27 → 2021-09-15

Ameriprise Financial Services, Llc

Mission Viejo, CA

Brea, CA

Brea, CA

Corona, CA

Glendale, CA

Glendale, CA

Irvine, CA

Kenosha, WI

Trevor, WI

Laguna Niguel, CA

Other Businesses

1) One Ascent Financial DBA Adventure Financial; Investment related; 28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677; RIA; Financial Advisor - owner 6. 09/15/2021; 120 hrs/mo; 20 hrs during trading; Financial Planning, and investment advice 2) Fixed Insurance; Investment related; 25165 Runyard Way W Trevor WI 53179; Fixed / Traditional Insurance; Agent; 09/2021; 4 hrs/mo; 4 hrs during trading; Sales of Fixed / traditional Insurance products 3) PKS Financial; Investment related; 80 State St, Albany, NY 12207; Fixed / Traditional Insurance; Agent 6. 09/2021; 4 hrs/mo; 4 hrs during trading; Sales of Fixed / Traditional Insurance 4) Reliastar / Cal Choice; Investment related; 25165 Runyard Way, W Trevor, WI 53179; Health Insurance; Financial Advisor; 2015; 2 hrs/mo; 0 bhrs during trading; sell health insurance, personal, medicare & small business 5) Blue Shield of CA; Investment related; 25165 Runyard Way, W. Trevor, WI 53179; Health insurance; Financial Advisor; 2005; 2 hrs/mo; 0 hrs during trading; sell health insurance, personal, medicare & small business 6) Successor Trustee; Not investment related; 25165 Runyard Way, W. Trevor, WI 53179; Grandmothers successor trustee; granddaughter; 1977; 0 hrs/mo; 0 hrs during trading; If my mother cannot perform her trustee roles for my grandmother, then I would. 7) Election Poll Worker; Not Investment Related; 912 56th St. Kenosha, WI 53140; Civic Organization; Election Poll Worker; 4/1/2024; 0 hrs during trading; Help with election, confirm identity of voters.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-26

S66 Uniform Combined State Law Examination

2004-08-26

Designations

Other Names

Suzanne Marie Parmenter
Suzoo Foster

View on SEC IAPD