Martha Mary Caldwell

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
• 11/2009 → 11/2018
  Bank Of America, N.A.
  Portland, OR
• 11/2018 → Present
  Raymond James & Associates
  Lake Osweego, OR
• 10/2024 → Present
  Nordstrom
  Tigard, OR

Previous Registrations

• 2004-10-25 → 2018-11-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Portland, OR

Other Businesses

(1)Name of Business: Address: , Portland, OR, 97239, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain property so it is rentable (2)Name of Business: Address: Portland, OR, 97239, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/1990 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Breeding, importing, training, showing and sales of dressage horses (3)Name of Business: Nordstrom Address: 9700 SW Washington Square Rd, Tigard, OR, 97223, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 10/30/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part time, after hours holiday employee, fashion consultant

Exams

• S66 Uniform Combined State Law Examination
  2004-10-22

Designations

• Certified Financial Planner

Other Names

• Martha Caldwell Driscoll
• Martha Caldwell