James Quinn Gilmore

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 08/2018
  National Planning Corporation
  Irvine, CA
• 11/2017 → 08/2020
  Lpl Financial Llc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Inc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Advisors
  Costa Mesa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 2020-08-17 → 2024-06-14
  Securities America Advisors, Inc.
  Costa Mesa, CA
• 2017-11-29 → 2020-08-26
  Lpl Financial Llc
  Costa Mesa, CA
• 2013-02-13 → 2017-11-29
  National Planning Corporation
  Costa Mesa, CA
• 2006-07-14 → 2013-02-14
  Walnut Street Securities, Inc.
  Irvine, CA
  Orange, CA
• 2004-09-20 → 2006-06-05
  Morgan Stanley Dw Inc.
  Irvine, CA

Other Businesses

1. JIM GILMORE POSITION: Insurance Agent NATURE: insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/29/2017 ADDRESS: 575 Anton Blvd., Ste 660, Costa Mesa CA 92626 DESCRIPTION: financial planning based sales of term and permanent life insurance and long-term care. 2. DBA - Integrated Capital Management 3. ORANGE ROTARY CLUB POSITION: Member, 2023-24 President, Program Committee Chair NATURE: I'm a member of the Orange Rotary Club. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 05/26/2005 ADDRESS: PO Box 5882, Orange CA 92863 DESCRIPTION: We meet for lunch every Thursday. We have speakers present on different topics every lunch. We support local charities in Orange, CA. 4. PROVIDENCE ST. JOSEPH HOSPITAL FOUNDATION POSITION: volunteer NATURE: hospital foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2005 ADDRESS: 1010 W. La Veta Ave., Ste 300, Orange CA 92868, United States DESCRIPTION: fundraising for local hospital through events and cultivation of donors in local community. currently sitting on board development committee. 5. OLGA H. GILMORE TRUST POSITION: Co-Trustee NATURE: Co-Trustee of mother's trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2016 ADDRESS: 28256 Borgona, Mission Viejo CA 92692, United States DESCRIPTION: The trust owns a portfolio I manage.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-02

Designations

• Certified Financial Planner

Other Names

• James Gilmore
• Jim Gilmore