Stephanie Elizabeth Kelly

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-05-15
OR	RA	APPROVED	2013-10-07

TX RA
APPROVED

Since 2014-05-15
OR RA
APPROVED

Since 2013-10-07

Branch Locations

Eugene, OR • United States

Portland, OR • United States

5 Se Martin Luther King, Jr. Blvd, Suite 600, Portland, OR 97214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Portland	OR	10/2013	Present

10/2013 → Present

Raymond James & Associates, Inc.

Portland, OR

Previous Registrations

2009-06-01 → 2013-11-14

Morgan Stanley

Portland, OR
2007-12-06 → 2009-06-01

Morgan Stanley & Co. Llc

Portland, OR

Other Businesses

(1) Risecx Address: n/a,n/a, OR Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 04/01/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I am not involved in the operations of this entity. (2) The Dyrt Address: n/a,n/a, OR Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 05/23/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I am NOT involved in the operation of this entity (3) NurseGrid Address: Portalnd, OR Nature of the Business: Personal/Private Investment Position/Title: Investment Related:No Start Date: 03/15/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Personal investment in a startup healthcare tech company. I have no responsibilities and am not involved in any business activities. (3) Red Duck Foods Address: Portland, OR Nature of the Business: Personal/Private Investment Position/Title: Investment Related:No Start Date: 05/24/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: passive only. No direct involvement in day to day activity or business decisions