Roxana R Magnani

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
• 11/2019 → Present
  Bank Of America, N.A
  Woodland Hills, CA

Previous Registrations

• 2006-05-23 → 2007-01-03
  Morgan Stanley Dw Inc.
  Thousand Oaks, CA
  Thousand Oaks, CA

Other Businesses

I*1815301 Entity Type, For Profit Name of OBA:Roxy's Party Planning Address:Porter Ranch,California,91326 Investment Related:no Position, Title, Association: Owner Employee Start Date: 06/01/2024 No Hours: 10 monthly No Hours during trading: 1 Duties:Party & Event Planning. I will be responsible for planning the event/party. marketing, purchasing all the necessary party supplies, contacting vendors/florists, advertising on social media platforms.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-27
• S63 Uniform Securities Agent State Law Examination
  2006-04-26

Other Names

• Roxana Rojas Magnani
• Roxana Magnani Rojas
• Roxana Lizet Rojas