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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-08 |
| NJ | RA | APPROVED | 2017-03-17 |
| TX | RA | APPROVED | 2017-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Ridgewood | NJ | 09/2012 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Rock | NJ | 03/2017 | Present |
I*2156321, Entity Type: , Name of OBA: P H, Address: NEW MILFORD, New Jersey, 07646, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 09-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3615266 Entity Type: Entity For Profit Name of OBA: RAMSEY VETERINARY HOSPITAL P.A. Address: RAMSEY, New Jersey Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/01/2026 Number of Hours: 8, Weekly Number of Hours during trading: 0, Weekly Duties: ANIMAL HOSPITAL RECEPTIONIST
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-21 |
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