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John Lawrence Sullivan

Schwab Wealth Advisory, Inc.

San Francisco, CA

Austin, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
  • TX RA
    APPROVED
    Since 2025-10-14

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Group San Antonio TX 08/2006 06/2020
Charles Schwab & Co., Inc. Austin TX 05/2021 Present
Charles Schwab Bank, Ssb Austin TX 05/2021 10/2025
Unemployed Pflugerville TX 07/2020 04/2021
Schwab Wealth Advisory, Inc. Austin TX 10/2025 Present
  • 08/2006 → 06/2020
    Usaa Group
    San Antonio, TX
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 05/2021 → 10/2025
    Charles Schwab Bank, Ssb
    Austin, TX
  • 07/2020 → 04/2021
    Unemployed
    Pflugerville, TX
  • 10/2025 → Present
    Schwab Wealth Advisory, Inc.
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-27
  • S66 Uniform Combined State Law Examination
    2004-08-27
Other Names
  • John Sullivan
  • John Lawrence Sullivan
  • John Lawrence Sullivan

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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