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John Lawrence Sullivan

Schwab Wealth Advisory, Inc.

San Francisco, CA

Austin, TX

CRD 4811568

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
  • TX RA
    APPROVED
    Since 2025-10-14

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Group San Antonio TX 08/2006 06/2020
Charles Schwab & Co., Inc. Austin TX 05/2021 Present
Charles Schwab Bank, Ssb Austin TX 05/2021 10/2025
Unemployed Pflugerville TX 07/2020 04/2021
Schwab Wealth Advisory, Inc. Austin TX 10/2025 Present
  • 08/2006 → 06/2020
    Usaa Group
    San Antonio, TX
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 05/2021 → 10/2025
    Charles Schwab Bank, Ssb
    Austin, TX
  • 07/2020 → 04/2021
    Unemployed
    Pflugerville, TX
  • 10/2025 → Present
    Schwab Wealth Advisory, Inc.
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-27
  • S66 Uniform Combined State Law Examination
    2004-08-27
Other Names
  • John Sullivan
  • John Lawrence Sullivan
  • John Lawrence Sullivan

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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