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4400 Main Street, Kansas City, MO 64111-7709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2021-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price Investment Services, Inc. | Tampa | FL | 06/2004 | 06/2019 |
| N/A - Sabbatical | St. Petersburg | FL | 07/2019 | 07/2020 |
| Ascensus | Dresher | PA | 08/2020 | 07/2021 |
| American Century Investment Services, Inc. | Kansas City | MO | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-10 |
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