Robert W Chen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-23
NJ	RA	APPROVED	2014-10-20

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-23
NJ RA
APPROVED

Since 2014-10-20

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	10/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/2014 → Present

Morgan Stanley

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2013-01-02 → 2014-10-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Los Angeles, CA

Other Businesses

*695079- 5C Brothers LLC; Investment related: Yes; Dover, Delaware; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 2; After business hours: -1; Investment Decisions/Advice

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-21

S66 Uniform Combined State Law Examination

2012-12-21

Other Names

Robert William Chen
Robert William Chen

View on SEC IAPD