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110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-01 |
| PA | RA | APPROVED | 2022-12-01 |
Branch Locations
717 Constitution Dr, Suite 202, Exton, PA 19341 • United States
110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
415 Eagleview Blvd, Suite 110 Suite 110, Exton, PA 19341 • United States
Phoenixville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 08/2014 | 01/2021 |
| Bank Of America, N.A. | Wayne | PA | 08/2014 | 01/2021 |
| Brumbaugh Wealth Management | Exton | PA | 01/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2021 | Present |
| Advisornet Wealth Partners | Exton | PA | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2004; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE; 2. NAME OF OTHER BUSINESS: ADVISORNET WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: INVESTMENT MANAGEMENT & FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: BRUMBAUGH WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / WEALTH MANAGEMENT; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCIAL PLANNING; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: UPDATING FINANCIAL PLANS FOR CLIENTS & DAY TO DAY INVESTMENT MANAGEMENT. SUPPORTING PREMIUM FINANCING FOR HIGH NET WORTH, ACCREDITED INVESTORS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
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