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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
KS RA APPROVED 2026-03-12
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • KS RA
    APPROVED
    Since 2026-03-12

Branch Locations

2300 Sw 29Th St, Ste 124, Topeka, KS 66611 • United States

832 Pennsylvania St, Ste 1000, Lawrence, KS 66044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Topeka KS 03/2009 09/2019
Various Insurance Carriers Lawrence KS 03/2009 Present
Topeka Heartland Sertoma Club Topeka KS 07/2012 12/2018
Securities America, Inc. Topeka KS 09/2019 06/2024
Securities America Advisors Topeka KS 09/2019 06/2024
Osaic Wealth, Inc. Topeka KS 06/2024 03/2026
Lpl Financial Llc Topeka KS 03/2026 Present
  • 03/2009 → 09/2019
    Waddell & Reed, Inc.
    Topeka, KS
  • 03/2009 → Present
    Various Insurance Carriers
    Lawrence, KS
  • 07/2012 → 12/2018
    Topeka Heartland Sertoma Club
    Topeka, KS
  • 09/2019 → 06/2024
    Securities America, Inc.
    Topeka, KS
  • 09/2019 → 06/2024
    Securities America Advisors
    Topeka, KS
  • 06/2024 → 03/2026
    Topeka, KS
  • 03/2026 → Present
    Topeka, KS
Previous Registrations
  • 2024-06-14 → 2026-03-16
    Topeka, KS
  • 2019-09-19 → 2024-06-14
    Securities America Advisors, Inc.
    Topeka, KS
    Wichita, KS
  • 2009-03-24 → 2019-09-24
    Waddell & Reed
    Topeka, KS
    Salina, KS
    Edmond, OK
  • 2005-06-07 → 2009-03-23
    Kestra Investment Services, Llc
    Topeka, KS
    Topeka, KS
Other Businesses

1. 3/2026 - Michael Keith Napier - Non-Variable Insurance - INV REL - 2 Hour(s)/Month - 2 Hour(s) During Trading - Topeka KS 66611 - OBA Start date: 09/20/2019 2. 3/2026 - Kingdoms United, Inc - Non-Profit Board Member - Not INV REL - 5 Hour(s)/Month - 0 Hour(s) During Trading - Lawrence KS 66049 - OBA Start date: 01/01/2024 3. 3/2026 - Feldmeyer Financial - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/12/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-20
S63 Uniform Securities Agent State Law Examination 2004-07-08
  • S65 Uniform Investment Adviser Law Examination
    2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    2004-07-08
Other Names
  • Michael Keith Napier
  • Keith Napier
  • Michael Napier

View on SEC IAPD

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