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Emily C Heimann

Stifel, Nicolaus & Company, Incorporated

O'FAllon, IL

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-15
IL RA APPROVED 2020-02-28
TX RA APPROVED 2020-02-28
  • MO RA
    APPROVED
    Since 2024-11-15
  • IL RA
    APPROVED
    Since 2020-02-28
  • TX RA
    APPROVED
    Since 2020-02-28

Branch Locations

475 Regency Park Suite 250, O'FAllon, IL 62269 • United States

2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Swansea IL 07/2013 02/2020
Stifel Nicolaus & Co Inc O'FAllon IL 02/2020 Present
  • 07/2013 → 02/2020
    Bank Of America, N.A.
    Swansea, IL
  • 02/2020 → Present
    Stifel Nicolaus & Co Inc
    O'FAllon, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-04
  • S66 Uniform Combined State Law Examination
    2013-04-04
Other Names
  • Emily Catherine Johnson
  • Emily Catherine Johnson

View on SEC IAPD

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