Beatriz Casado

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-01-29
TX	RA	APPROVED	2021-01-29

MD RA
APPROVED

Since 2021-01-29
TX RA
APPROVED

Since 2021-01-29

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Washington	DC	06/2009	07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bethesda	MD	07/2017	01/2021
Wells Fargo Clearing Services, Llc.	Bethesda	MD	01/2021	Present

06/2009 → 07/2017

Morgan Stanley Smith Barney

Washington, DC
07/2017 → 01/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD
01/2021 → Present

Wells Fargo Clearing Services, Llc.

Bethesda, MD

Previous Registrations

2017-08-17 → 2019-05-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD
2009-06-01 → 2017-07-17

Morgan Stanley

Washington, DC

Mclean, VA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Washington, DC
2006-03-22 → 2007-04-02

Morgan Stanley Dw Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-16

S66 Uniform Combined State Law Examination

2006-03-16

View on SEC IAPD

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