Richard Charles Maus

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  New York Life Insurance Company
  Dallas, TX
• 12/2004 → Present
  Nylife Securities Llc
  Dallas, TX
• 10/2019 → Present
  Maus And Associates
  Dallas, TX
• 11/2006 → Present
  Eagle Strategies Llc
  Dallas, TX
• 09/2021 → 08/2022
  Mahoney Financial Organization, Llc
  Dallas, TX

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS AND THROUGH ASK BROKERAGE; 2711 H iberna St Dallas TX 75204; INVESTMENT RELATED; INSURANCE BROKER; START DATE 12/2007; 2 hours per month; 2 hours per month during securities trading hours] [Petemaus LLC; I purchased an office building for me and the three agents on my team to office in.; 2711 Hibernia Dallas, TX 75204; Start Date 09/2018; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [NYLARC Holding Company Inc; NYL Agents Reinsurance Company; 51 Madison Ave New York, NY 10010; Start Date 06/2018; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor] [Maus Financial Group LLC - Dormant; This LLC was set up by me and my father, Steve Maus, at the instruction of NYL Compliance to use Mausfinancial.com as our URL. Compliance later said we could not use this URL, and we have no other use of the LLC.; 2711 Hibernia Dallas TX 75204; Start Date 11/2013; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MAUS AND ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DALLAS, TX; START DATE: 10/2019] [Tantrum Legacy LLC; Technology startup-Cartizen; 2929 Canton Street Dallas, TX 75226; Start Date 03/2014; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [UQontrol; UQontrol is a technology company that focuses on secure online financial transactions; PO Box 51 Sandpoint, ID 83864; Start Date 06/2014; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave New York, NY 10010; Start Date 06/2018; Role/Title: Board Member; Investment Related; 3 hours per month; 3 hours per month during securities trading hours; board member] [Lovers Lane United Methodist Church Foundation-Investment Committee; supports the ministries of Lovers Lane United Methodist Church; 9200 Inwood Road Dallas, TX 75220; Start Date 04/2025; Role/Title: Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Wesley Prep School Board; 9200 Inwood Rd Dallas, TX 75220; Start Date 08/2026; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-18
• S63 Uniform Securities Agent State Law Examination
  2005-03-10