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CRD 4810497
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-04 |
| NM | RA | APPROVED | 2011-01-03 |
Branch Locations
4384 Rodeo Rd, Santa Fe, NM 87507 • United States
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
11199 Montgomery Blvd Ne, Albuquerque, NM 87111 • United States
156 Juan Tabo Blvd Ne, Albuquerque, NM 87123 • United States
4411 Carlisle Blvd Ne, Albuquerque, NM 87107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Albuquerque | NM | 09/1999 | Present |
| Wells Fargo Advisors Llc | Albuquerque | NM | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-27 |
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