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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-04
NM RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2015-03-04
  • NM RA
    APPROVED
    Since 2011-01-03

Branch Locations

4384 Rodeo Rd, Santa Fe, NM 87507 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

11199 Montgomery Blvd Ne, Albuquerque, NM 87111 • United States

156 Juan Tabo Blvd Ne, Albuquerque, NM 87123 • United States

4411 Carlisle Blvd Ne, Albuquerque, NM 87107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Albuquerque NM 09/1999 Present
Wells Fargo Advisors Llc Albuquerque NM 01/2011 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 Present
  • 09/1999 → Present
    Wells Fargo Bank, N.A.
    Albuquerque, NM
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Albuquerque, NM
  • 11/2016 → Present
    Albuquerque, NM
Previous Registrations
  • 2006-04-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-27
  • S66 Uniform Combined State Law Examination
    2006-03-27
Other Names
  • Kim Aliee Delap

View on SEC IAPD

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