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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-26
TX RA APPROVED 2020-09-01
  • MI RA
    APPROVED
    Since 2024-04-26
  • TX RA
    APPROVED
    Since 2020-09-01

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

1100-1800 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Indianapolis IN 04/2016 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 08/2020 Present
Previous Registrations
  • 2016-04-22 → 2020-08-13
    West Lafayette, IN
    Indianapolis, IN
    New York, NY
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Louisville, KY
    Chicago, IL
    Louisville, KY
    Lexington, KY
    Louisville, KY
    Crestwood, KY
    Shelbyville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Lexington, KY
    Danville, KY
    Richmond, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Nicholasville, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Richmond, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Evergreen Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Brentwood, MO
  • 2015-09-03 → 2016-04-28
    Indianapolis, IN
    Indianapolis, IN
    New York, NY
  • 2014-02-12 → 2015-06-17
    Novi, MI
    South Lyon, MI
    Farmington Hills, MI
Other Businesses

I*2507269, Entity Type: Entity For Profit, Name of OBA: N B, Address: Milford, Michigan, 48381, Investment Related: N, Position, Title, Association: Other, Employee State Date: 06/30/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Recently wrote a children's book, which I am planning to publish.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-10
S63 Uniform Securities Agent State Law Examination 2005-08-24
  • S66 Uniform Combined State Law Examination
    2014-02-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-24
Other Names
  • Nicholas A Beilfuss

View on SEC IAPD

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