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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-01-24
  • MI RA
    APPROVED
    Since 2017-01-24

Branch Locations

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

24901 Northwestern Hwy., Southfield, MI 48075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Southfield MI 06/2004 Present
  • 06/2004 → Present
    Hantz Financial
    Southfield, MI
Other Businesses

Omega Enterprises; non-investment related; 31800 Kingswood Sq. Farmington Hills, MI 48334; Personal Training; Owner; began 12/01/2020; approximately 40 hours per month devoted to this business; zero (0) hours per month devoted to this business during securities trading hours; duties include training high school students and adults in dieting, strength training, and agility training.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 2004-07-13
  • S65 Uniform Investment Adviser Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2004-07-13

View on SEC IAPD

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