Vivien Balcker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Boca Raton, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Ft Lauderdale, FL

Previous Registrations

• 2011-09-19 → 2012-03-12
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2011-04-04 → 2011-09-16
  Raymond James & Associates, Inc.
  Coral Gables, FL

Other Businesses

Board of Directors; A Place in Time Christian Ministries; Advisory Board; 5846 S Flamingo Rd #3070, , Cooper City, FL, 33330; Not Investment-Related; 09/02/2024; 1 to 9 hours per month; 0 during trading hours / Pantry of Broward; Board member; 2800 West STRD 84 Suite 101, , Fort Lauderdale, FL, 33312; Not Investment-Related; 03/16/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-31
• S63 Uniform Securities Agent State Law Examination
  2010-04-15

Other Names

• Vivien Balcker
• Vivien Balcker Sellers