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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-24 |
| PA | RA | APPROVED | 2018-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens National Bank | Mansfield | PA | 11/2006 | 02/2018 |
| Uvest Financial Services Group, Inc | Charlotte | NC | 11/2006 | 02/2018 |
| Lpl Financial Llc | Wellsboro | PA | 10/2011 | 02/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2018, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) HARVEST ROCK ADVISERS, 784 CANTON ST TROY PA, 02/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO 1 HR/MO TRADING 3) KIDS CAN'T FIGHT CANCER ALONE, PO BOX TROY PA, BOARD MEMBER, NON-PUBLIC ENTITY, 06/2020, TREASURER, 4/MO 0/TRADING 4) TROY AREA JR/SR HIGH SCHOOL, 68 FENNER AVE GTROY PA, JUNIOR HIGH TRACK AND FIELD COACH, 03/2020, NIR, 10/WK 0/TRADING 5) L3GACY LLC, 1218 BIG POND ROAD COLOMBIA CROSS ROADS PA, 06/2018, TREASURER, HOLDING COMPANY NIR, 1 HR/MO 0 HR/MO TRADING 6) NON SANS CAUSE LLC, 266 RIDGE RUN DR COLOMBIA CROSS ROADS PA, 02/2023, OWNER, PASS THROUGH ENTITY, INV REL, 1 HR/MO 0 HR/MO TRADING 7) CROSSFIT COACH, 501 Elmira St, Troy PA 16947, United States, 08/16/2024, Coach, Sport/Fitness/Gaming, NIR, 0 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
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