James Christopher Sargent

Employer firm

Bentoak Capital CRD 173563

$970M regulatory AUM 29 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southlake, TX
• 03/2015 → 10/2019
  Bank Of America, N.A.
  Southlake, TX
• 11/2019 → 12/2024
  Lpl Financial, Llc
  Weatherford, TX
• 10/2019 → Present
  Garrett Wealth Advisory Group Llc
  Weatherford, TX
• 01/2020 → Present
  Bentoak Capital
  Weatherford, TX
• 10/2019 → 01/2020
  Snow Garrett Wealth Mgmt
  Weatherford, TX

Previous Registrations

• 2015-04-08 → 2019-11-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southlake, TX
• 2005-07-01 → 2007-05-21
  Wells Fargo Investments, Llc
  San Angelo, TX
  San Angelo, TX

Exams

• S66 Uniform Combined State Law Examination
  2015-04-07
• S65 Uniform Investment Adviser Law Examination
  2005-06-30
• S63 Uniform Securities Agent State Law Examination
  2004-08-12

Designations

• Certified Financial Planner

Other Names

• Chris Sargent