Eugene Lee Dierking

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	1999-12-29

IA RA
APPROVED

Since 1999-12-29

Branch Locations

Iowa City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	12/1999	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/1999	Present

12/1999 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/1999 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)GREATER WELLINGTON LAKE TWO ASSOCIATION, NOT INVESTMENT RELATED, 1463 BUCKINGHAM PLACE, IOWA CITY, IA, 52240, HOA, STARTED 6/2012, POSITION/TITLE/RELATIONSHIP: TREASURER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT DUES, PAY APPROVED BILLS AND PREPARE MONTHLY FINANCIAL REPORTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-05-10

S63 Uniform Securities Agent State Law Examination

2000-05-10

Other Names

Gene Dierking

View on SEC IAPD