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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| NJ | RA | APPROVED | 2017-05-02 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Four Springs Capital | Lake Como | NJ | 06/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 03/2017 | Present |
| Unemployed | Ocean | NJ | 09/2016 | 02/2017 |
| Bank Of America, N.A. | Pennington | NJ | 04/2017 | Present |
I DJ and provide music/entertainment for private parties from time to time for a fee. It is not investment related and typically only amounts to between 4-8hours of work per calendar year. Events would take place outside of normal business hours and compensation is minimal, $100/hr or so($400-$800 per yr)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-15 |
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