Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-16
TX RA APPROVED_RES 2017-05-17
NJ RA APPROVED 2017-05-02
  • PA RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • NJ RA
    APPROVED
    Since 2017-05-02

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Springs Capital Lake Como NJ 06/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2017 Present
Unemployed Ocean NJ 09/2016 02/2017
Bank Of America, N.A. Pennington NJ 04/2017 Present
Previous Registrations
Other Businesses

I DJ and provide music/entertainment for private parties from time to time for a fee. It is not investment related and typically only amounts to between 4-8hours of work per calendar year. Events would take place outside of normal business hours and compensation is minimal, $100/hr or so($400-$800 per yr)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
S63 Uniform Securities Agent State Law Examination 2015-10-15
  • S66 Uniform Combined State Law Examination
    2017-04-28
  • S63 Uniform Securities Agent State Law Examination
    2015-10-15
Other Names
  • Joseph T Teti
  • Joseph Teti

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor