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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-08
NH RA APPROVED 2022-04-06
MA RA APPROVED 2009-12-14
  • TX RA
    APPROVED_RES
    Since 2026-04-08
  • NH RA
    APPROVED
    Since 2022-04-06
  • MA RA
    APPROVED
    Since 2009-12-14

Branch Locations

175 Highland Avenue Suite 304, Needham, MA 02494 • United States

36 Maplewood Ave, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 12/2009 Present
Other Businesses

Fixed Insurance sales, as of 11/23/2009, 5% of time spent during business hours, conducted at branch, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2004-10-15

View on SEC IAPD

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