Russell Matthew Rifkin

Ubs Financial Services Inc.

North Potomac, MD

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2023-01-24
PA	RA	APPROVED	2022-12-21
TX	RA	APPROVED_RES	2015-03-30
MD	RA	APPROVED	2013-11-08

DC RA
APPROVED

Since 2023-01-24
PA RA
APPROVED

Since 2022-12-21
TX RA
APPROVED_RES

Since 2015-03-30
MD RA
APPROVED

Since 2013-11-08

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

North Potomac, MD • United States

Ocean City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bethesda	MD	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc.

Bethesda, MD

Previous Registrations

2009-06-01 → 2013-11-20

Morgan Stanley

Bethesda, MD
2004-11-04 → 2009-06-01

Citigroup Global Markets Inc.

Bethesda, MD

Bethesda, MD
2004-10-12 → 2004-10-20

Mml Investors Services, Llc

Bethesda, MD

Other Businesses

Montgomery College / 51 Manakee St Rockville,MD 20850 / No/ Non Profit / USD / No / No / / Start Date 01/01/2017 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-05

S66 Uniform Combined State Law Examination

2004-08-05

Other Names

Russell Rifkin

View on SEC IAPD

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Other Investors

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Brian Hawthorne-Codato

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ALEXANDER SIDNEY JOHANNES LEVY

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Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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