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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-09-25 |
| TX | RA | APPROVED_RES | 2009-09-25 |
Branch Locations
15 Lake Street Suite 140, Savannah, GA 31411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Savannah | GA | 04/2008 | 09/2025 |
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 09/2009 | Present |
1. Steven C Bacon LLC; 106 Terrapin Trail, Savannah, GA 31406; Agriculture businesses as well as breeding, racing, and sales of thoroughbred horses; Owner; 07/21/2021; 500 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-13 |
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