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Current Employers
Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-09
IN RA APPROVED 2026-01-06
MD RA APPROVED 2026-01-05
NJ RA APPROVED 2025-12-26
NC RA APPROVED 2019-01-10
TX RA APPROVED 2018-01-05
VA RA APPROVED 2016-01-06
  • IL RA
    APPROVED
    Since 2026-01-09
  • IN RA
    APPROVED
    Since 2026-01-06
  • MD RA
    APPROVED
    Since 2026-01-05
  • NJ RA
    APPROVED
    Since 2025-12-26
  • NC RA
    APPROVED
    Since 2019-01-10
  • TX RA
    APPROVED
    Since 2018-01-05
  • VA RA
    APPROVED
    Since 2016-01-06

Branch Locations

250 Executive Center Pkwy, Fredericksburg, VA 22401 • United States

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cary Street Partners Llc Richmond VA 10/2015 Present
Cary Street Partners Investment Advisory Llc Fredericksburg VA 10/2015 Present
  • 10/2015 → Present
    Cary Street Partners Llc
    Richmond, VA
  • 10/2015 → Present
    Cary Street Partners Investment Advisory Llc
    Fredericksburg, VA
Other Businesses

1 1408 INVESTMENT LLC, INVESTMENT REAL ESTATE,STAFFORD, VA START DATE: 1/1/2008 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE SMD INVESTMENTS LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 1/1/2013 PARTNER HOURS PER MONTH:1,HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. THE FEDERAL HOUSE LLC INVESTMENT REAL ESTATE. FREDERICKSBURG, VA START DATE: 9/14/2012; PARTNER HOURS PER MONTH: 1; HOURS DURING TRADING: 0 INVESTMENT REAL ESTATE. TOWNHOMES OF CENTRAL PARK, LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 3/15/2011 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. CENTRAL PARK TOWNHOMES LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 10/1/2008 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. 4960 COMMERCE DRIVE LLC PARTNER HOURS PER MONTH: 0 HOURS DURING TRADING: 0 INVESTMENT REAL ESTATE FREDERICKSBURG CITY ECONOMIC DEV AUTHORITY ACTING AS A CATALYST FOR RESPONSIBLE ECONOMIC GROWTH FOR THE CITY. 706 CAROLINE STREET, FREDERICKSBURG, VA 22401 START DATE: 6/10/2019 BOARD MEMBER/TREASURER HOURS PER MONTH: 3 HOURS DURING TRADING: 1 WK FOUNDATION LLC START DATE: 05/01/2019 MANAGING BOARD MEMBER HOURS PER MONTH: 1 HOURS DURING TRADING: 1 INVESTMENT REAL ESTATE Pickled LLC; Investment Related; Real Estate Partner; 2020-06-30;3 hours per month; 0 hours per month during trading hours; Commission Compensation; Real Estate Investment. Name: Four Putt LLC; Investment-Related: yes; Address: 1411 Washington Avenue Fredericksburg, VA 22401; Nature: Real Estate; Position/Title/Relationship: Member; Hours/Month - 5; Hours/Month - trading; Duties: This LLC is engaged in the purchase of real estate with the goal of renovating and reselling the properties for profit. Name: Fredericksburg Academy Board of Trustees; Investment Related: yes; Address: 10800 Academy Drive Fredericksburg, VA 22408; Nature: PK-12 Private School; Position: Board Member; Start: 2022-08-27; Hrs per month: 2; Hrs trading per month: 0; Compensation: None; Description: To help oversee and guide the school. Name: "WTHHWD, LLC"; Investment-related: yes; Business Nature: Real Estate; Position: Partner; Start : 2023-11-22; Hrs per month: 1 hours per month; Hrs per month trading: 0 hours per month during trading hours; Description: Passive partner in a commercial real estate investment. Any income derived would be from excess net income. Other Business Name: SMDM, LLC Address:1508 Winchester Street, Fredericksburg, VA 22401 USA Investment-Related?Yes Nature of the Other Business:LLC to purchas investment real estate Postion at Other Business:Member / Partner Title at Other Business:Member / Partner Relationship with Other BusinessMember / Partner Start Date of your Relationship:8/16/2024 Will be providing Investment Advice?:No Will be involved in the handling of the entity's funds,?:No Approximate Hours/Month devoted to other business:1 Number of Hours devoted to other business during securities trading hours:0 Will you be compensated for the OBA?:Yes Desc. of duties:LLC owning investment commercial real estate. Other Business Name: James Monroe Museum & Memorial Library Address:908 Charles Street, Fredericksburg, VA 22401 Investment-Related?No Nature :Museum Pos :Member of the Board Regents Title :Board Member Relationship with Other BusinessNo Start Date of your Relationship:7/1/2024 Will be providing Investment Advice?:No Will be involved in the handling funds?:No Approximate Hours/Month devoted to :0.25; Number of hours: 0.25 Compensated: No Description: oversee museum and library & Exe Dir Other Business Name: Univesrsity of Mary Washington Foundation, Inc. Address:1125 Emancipation Highway, Suite 200, Fredericksburg, VA 22401 Investment-Related?Yes Nature:Foundation Pos: Board Member Start Date of your Relationship:7/1/2024 Provide advice: no Handle fund? no Hours: 2/1.25 Comp: no Des: oversee endowment & Real Estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-05
S63 Uniform Securities Agent State Law Examination 2004-07-22
  • S65 Uniform Investment Adviser Law Examination
    2016-01-05
  • S63 Uniform Securities Agent State Law Examination
    2004-07-22

View on SEC IAPD

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