James Barron Meek

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-19
TX	RA	APPROVED_RES	2025-08-19
KY	RA	APPROVED	2008-08-28

AL RA
APPROVED

Since 2025-08-19
TX RA
APPROVED_RES

Since 2025-08-19
KY RA
APPROVED

Since 2008-08-28

Branch Locations

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

Lexington, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Lexington	KY	06/2008	Present
Tiaa	Lexington	KY	06/2008	Present

06/2008 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lexington, KY
06/2008 → Present

Tiaa

Lexington, KY

Previous Registrations

2007-10-30 → 2008-06-06

Chase Investment Services Corp.

Lexington, KY

Lexington, KY

Lexington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-24
S63	Uniform Securities Agent State Law Examination	2004-08-06

S66 Uniform Combined State Law Examination

2007-10-24
S63 Uniform Securities Agent State Law Examination

2004-08-06

Other Names

James Meek

View on SEC IAPD