Travis James Davis

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-12-16
TX	RA	APPROVED	2021-01-10

CO RA
APPROVED

Since 2021-12-16
TX RA
APPROVED

Since 2021-01-10

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	03/2008	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	01/2012	Present

03/2008 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
01/2012 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Previous Registrations

2006-10-20 → 2006-10-31

Ameriprise Financial Services, Llc

Indianapolis, IN

Other Businesses

City of Lone Tree|Investment Related:No|9220 Kimmer Drive;Lone Tree;CO;80124;USA|Government|Planning Commission|2025-12-22|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I would be on the planning commission starting in 2026. This would be about 1 to 2 meetings a month where I help review new projects for the city of Lone Tree which ultimately get reviewed by the City Council.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-19
S63	Uniform Securities Agent State Law Examination	2006-07-27

S66 Uniform Combined State Law Examination

2006-10-19
S63 Uniform Securities Agent State Law Examination

2006-07-27

Designations

Certified Financial Planner

View on SEC IAPD