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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-11 |
Branch Locations
13560 Morris Rd Suite 1030, Alpharetta, GA 30004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Suwanee | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Suwanee | GA | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Alpharetta | GA | 09/2023 | Present |
CUSTOM SOLAR SOLUTIONS LLC, NOT INV RELATED, SANDY SPRINGS, GA, 100% OWNERSHIP WITH SPOUSE, START 2/21/2022, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, SOLAR ENERGY STRATEGY ADVICE AND MARKETING. BOWMAN WEALTH & INVESTMENT SERVICES LLC, INV RELATED, SANDY SPRINGS, GA, 100% OWNERSHIP, START DATE: 7/27/23, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-30 |
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