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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-11
  • GA RA
    APPROVED
    Since 2023-09-11

Branch Locations

13560 Morris Rd Suite 1030, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Suwanee GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Suwanee GA 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Alpharetta GA 09/2023 Present
Previous Registrations
  • 2002-03-26 → 2023-09-08
    Duluth, GA
    Suwanee, GA
    Suwanee, GA
    Duluth, GA
    Duluth, GA
    Duluth, GA
    Atlanta, GA
    Duluth, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

CUSTOM SOLAR SOLUTIONS LLC, NOT INV RELATED, SANDY SPRINGS, GA, 100% OWNERSHIP WITH SPOUSE, START 2/21/2022, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, SOLAR ENERGY STRATEGY ADVICE AND MARKETING. BOWMAN WEALTH & INVESTMENT SERVICES LLC, INV RELATED, SANDY SPRINGS, GA, 100% OWNERSHIP, START DATE: 7/27/23, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-17
S63 Uniform Securities Agent State Law Examination 2000-06-30
  • S65 Uniform Investment Adviser Law Examination
    2001-03-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-30
Other Names
  • Ninya Darice Johnson
  • Ninya J Bowman

View on SEC IAPD

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