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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-13
  • FL RA
    APPROVED
    Since 2022-05-13

Branch Locations

7323 Park Blvd, Pinellas Park, FL 33781 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Tampa FL 10/2015 05/2022
Wells Fargo Clearing Services, Llc Sarasota FL 05/2022 Present
Previous Registrations
  • 2015-10-20 → 2022-05-13
    Tampa, FL
    Tampa, FL
    Largo, FL
    Temple Terrace, FL
    Tampa, FL
    Brandon, FL
    Seminole, FL
    Palm Harbor, FL
    Clearwater, FL
    Riverview, FL
    Port Richey, FL
    Port Richey, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
    Tampa, FL
    Altamonte Springs, FL
    Seminole, FL
    Cocoa, FL
    Rockledge, FL
    Melbourne, FL
    Melbourne, FL
    Merritt Island, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    St. Petersburg, FL
  • 2014-08-14 → 2015-09-24
    Bradenton, FL
  • 2013-04-03 → 2014-08-05
    Long Beach, CA
  • 2012-08-01 → 2012-11-06
    Newport Beach, CA
  • 2005-09-20 → 2009-10-02
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Las Vegas, NV
    Boulder City, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

INACTIVE FL REAL ESTATE LICENSE; NOT INV. RELATED; CLEARWATER,FL; START DATE 01/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INACTIVE STATUS FOR CE ONLY. DURABLE GENERAL POWER OF ATTORNEY FOR FATHER; INV RELATED; LARGO,FL; POA; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 01/13/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2012-07-27
  • S65 Uniform Investment Adviser Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2012-07-27
Other Names
  • Kevin Halifax

View on SEC IAPD

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