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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-13 |
Branch Locations
7323 Park Blvd, Pinellas Park, FL 33781 • United States
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Tampa | FL | 10/2015 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 05/2022 | Present |
INACTIVE FL REAL ESTATE LICENSE; NOT INV. RELATED; CLEARWATER,FL; START DATE 01/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INACTIVE STATUS FOR CE ONLY. DURABLE GENERAL POWER OF ATTORNEY FOR FATHER; INV RELATED; LARGO,FL; POA; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 01/13/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-27 |
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