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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Duxbury | MA | 08/2014 | 05/2019 |
| Princor Financial Services Corporation | Duxbury | MA | 08/2014 | 05/2019 |
| Bay Pointe Wealth Management | Hingham | MA | 09/2014 | Present |
| Securities America, Inc. | Hingham | MA | 05/2019 | 06/2024 |
| Securities America Advisors, Inc. | Hingham | MA | 05/2019 | 06/2024 |
| Osaic Wealth, Inc. | Hingham | MA | 06/2024 | 11/2024 |
| Osaic Wealth, Inc. | Hingham | MA | 06/2024 | 11/2024 |
| Lpl Financial | Hingham | MA | 11/2024 | Present |
1-11/2024 / Bay Pointe Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING 2-11/2024 / Bay Pointe Wealth Management / Non-Variable Insurance / INV RLTD / 10 HRS MNTH / 5 HRS DURING TRADING / START 05/01/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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