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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-11 |
| WI | RA | APPROVED | 2020-02-18 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc | Milwaukee | WI | 09/2014 | 06/2017 |
| Wells Fargo | Menomonee Falls | WI | 06/2017 | 10/2018 |
| Ameriprise Financial Services, Inc | Brookfield | WI | 02/2019 | 02/2020 |
| Unemployed | Milwaukee | WI | 10/2018 | 02/2019 |
| Wells Fargo Clearing Services, Llc. | Milwaukee | WI | 02/2020 | Present |
TRUSTEE FOR BROTHER'S TRUST; INV. RELATED; MILWAUKEE, WI; START DATE 8/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; MILWAUKEE, WI; START DATE 5/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; N. FORT MYERS,FL; 100% OWNERSHIP; START DATE 09/1/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-24 |
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