Anthony Joseph Lopez

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2020
  Calton & Associates, Inc.
  Tampa, FL
• 07/2016 → 02/2020
  Titan Retirement Advisors Llc
  Houston, TX
• 02/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-08-05 → 2020-02-18
  Titan Retirement Advisors Llc
  Fulshear, TX
• 2012-05-31 → 2016-08-15
  Lpl Financial Llc
  Houston, TX
• 2002-11-21 → 2012-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX
• 2001-11-19 → 2002-10-24
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/03/20 2) ANTHONY LOPEZ DBA, 110 SURFSIDE CT., SURFSIDE BEACH, TX, INSURANCE AGENT/SALES,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/03/20, INV REL, 4/WK- 0/TRADING 3) GLADIUS FINANCIAL, 110 Surfside Ct, Surfside Beach TX 77541-7000, 01/2021, President, DBA Name, NIR, 40 HR/MO, 20 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-11-16