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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-12 |
Branch Locations
1177 W Loop S Suite 1515, Houston, TX 77027 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 02/2009 | 02/2019 |
| Raymond James Financial Services, Inc. | Houston | TX | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Houston | TX | 02/2019 | Present |
| Centrix Wealth Partners | Houston | TX | 02/2019 | Present |
1) Centrix Wealth Partners Address: 1177 West Loop S Ste 1515, Houston, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 02/12/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-05 |
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