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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-15
NJ RA APPROVED 2015-11-23
  • TX RA
    APPROVED_RES
    Since 2018-03-15
  • NJ RA
    APPROVED
    Since 2015-11-23

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2015 Present
Bank Of America, N.A. Florham Park NJ 11/2015 Present
Other Businesses

I*85971For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: No Address of business: Position, title, association: General Partner Start date of relationship: 4/14/2011Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: Owns Real Estate, No responsibilityI*86003For profit or not for profit: For-Profit Organization Name of outside business organization: Supertech Investment related: No Address of business: Cedar grove, New Jersey 07009Position, title, association: Family Held, Start date of relationship: 3/14/2014Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: Purchase of an apartment in India. None responsibility.I*85970For profit or not for profit: For-Profit Organization Name of outside business organization: Singh Management LLC Investment related: No Address of business: Morristown, New Jersey 07960Nature of business: Partnership, Position, title, association: General Partner Start date of relationship: 9/19/2014Number of hours devoted: 10 hours Quarterly Number of hours devoted during trading hours: 0 Duties: Consulting company for Pharmacy businessI*778290For profit or not for profit: For Profit Name of outside business organization: Singh City LL C Investment related: No Address of business: Kalispell, Montana, 59901Position, title, association: Partner Start date of relationship: 3/31/2022Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: Silent partner with my husband, Ownership and rental of premium cars

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-20
S63 Uniform Securities Agent State Law Examination 2012-08-30
  • S66 Uniform Combined State Law Examination
    2015-11-20
  • S63 Uniform Securities Agent State Law Examination
    2012-08-30
Other Names
  • Cristy Kaur

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