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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-26 |
| OR | RA | APPROVED | 2023-02-03 |
| DC | RA | APPROVED | 2017-03-21 |
| TX | RA | APPROVED_RES | 2016-11-21 |
Branch Locations
1700 K St Nw Ste 875, Washington, DC 20006 • United States
North Potomac, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-15 |
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-06 |
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