Inactive

James Andrew Rogers

Pds Planning Inc

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Current Employers

Pds Planning Inc

475 Metro Place S. Suite 460, Dublin, OH 43017 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2020-02-04

OH RA
APPROVED

Since 2020-02-04

Branch Locations

475 Metro Place S. Suite 460, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	06/2016	12/2019

06/2016 → 12/2019

Fisher Investments

Camas, WA

Previous Registrations

2017-06-06 → 2019-12-06

Fisher Investments

Columbus, OH

Plano, TX
2011-04-13 → 2016-06-13

Hamilton Capital

Columbus, OH
2009-04-28 → 2011-03-04

Wealthstone Advisors

Columbus, OH
2005-05-13 → 2008-02-28

Park Avenue Securities Llc

Worthington, OH

Columbus, OH

Designations

Other Names

James A Rogers

View on SEC IAPD

Other Firms

KEELER & NADLER FAMILY WEALTH

PFS INVESTMENTS INC.

DELTA CAPITAL MANAGEMENT, INC.

CETERA INVESTMENT ADVISERS LLC

BROOKSTONE WEALTH ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

GOLDEN RESERVE RETIREMENT, LLC

Other Investors

WILLIAM KEITH ROOT

Jacob Palmer Martin

Michael Klubnik

JESSICA ANNE Hultberg

Timothy Joseph Burkett

ANDREW PAUL KEELER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH

PFS INVESTMENTS INC. · DUBLIN, OH

PFS INVESTMENTS INC. · DUBLIN, OH

DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH

MORGAN STANLEY · Dublin, OH

CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH

BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH

VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

More in Dublin, OH

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