Andy Dewayne Garcia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 03/2024
  Edward Jones
  St Louis, MO
• 03/2024 → 05/2024
  Unemployed
  Bryant, AR
• 05/2024 → Present
  Lpl Financial, Llc
  Bryant, AR

Previous Registrations

• 2024-07-11 → 2025-06-16
  Independent Advisor Alliance, Llc
  Bryant, AR
• 2010-06-30 → 2024-04-24
  Edward Jones
  Bryant, AR
• 2008-06-20 → 2009-06-22
  Edward Jones
  Magnolia, AR

Other Businesses

1) 05/2024 - Non-Variable Insurance - Non-Variable Insurance - Inv. Related - Bryant, AR - Agent Selling Insurance- Start Date 05/10/2024 - 10hrs/month 2) 05/2024 - GenWealth Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month 3) 01/29/2025 - Sage Insurance Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:01/27/2025 - 4 Hrs/Mth - 4 Hrs During Trading. 4) 03/13/2026-Garcia Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/06/2026-160hrs/mth-80hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-06-13
• S63 Uniform Securities Agent State Law Examination
  2004-08-05

Other Names

• Andy D Garcia